News > Regulatory

Context for Compliance: The Big (Bad) Behavior Picture
May 22, 2017

Jim Austin, CEO of Vertex Analytics, Inc., presented at this year's FinTech Exchange in Chicago.
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ComplianceRegulatorySpoofing
Spoofing: Fighting Finagling in Financial Markets
July 13, 2016

It’s a new crime but it isn’t new. It has a silly name but it’s no joke. Spoofing, a way to manipulate financial markets for illegitimate profit, is blamed for undermining the integrity of trading and contributing to the scariest crash since the financial
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ComplianceRegulatorySpoofing
Is This Spoofing?
January 7, 2016

Spoofing has recently gained notoriety in the press from high-profile court cases and alleged disruption claims of the market system
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ComplianceRegulatorySpoofingBlog
Clarification by Enforcement Is Not the Ideal Way to Clarify Regulations
December 2, 2015

Vertex recently attended FIA's 31st Expo at the Hilton Chicago. Approximately 5,000 people came to Chicago for the event. We saw many of the attendees on the Expo floor, at the opening festivities at City Winery
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