News > CFTC

Did You Fail to Supervise?
December 2, 2015

Over the past few years, citations from the Commodities and Future Trading Commission (CFTC) have gone up substantially. Smaller, less prevalent fines have yielded to larger, often puzzling fines requiring hours of time to decipher
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CFTCFIASpoofingBlog
Clarification by Enforcement Is Not the Ideal Way to Clarify Regulations
December 2, 2015

Vertex recently attended FIA's 31st Expo at the Hilton Chicago. Approximately 5,000 people came to Chicago for the event. We saw many of the attendees on the Expo floor, at the opening festivities at City Winery
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CFTCComplianceFIARegulatorySpoofing

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